2+ hour, 54+ min ago  (321+ words) FINRA has censured and fined IFP Securities, LLC $100, 000 after the Tampa-based broker-dealer failed to reasonably supervise thousands of mutual fund and UIT transactions between November 2022 and November 2025 due to a broken automated surveillance system. The Financial Industry Regulatory Authority (FINRA)…...

2+ hour, 55+ min ago  (134+ words) The London Metal Exchange has announced the appointment of Simon Parsons as CFO and Mi Ran Park as Chief Business Officer as the group enters a new phase of growth....

3+ day, 18+ min ago  (38+ words) The SEC has charged 21 individuals in a six-year insider trading scheme exploiting confidential M&A data from multiple global law firms, with parallel DOJ criminal charges filed and international regulators including the FCA, Cy SEC, and FINMA assisting....

2+ day, 23+ hour ago  (138+ words) Interactive Brokers' UK subsidiary posted pre-tax profit of "34 million for 2025, more than doubling year-on-year, as client numbers grew 35% to 86, 798 and finance income hit "147. 6 million....

2+ day, 23+ hour ago  (26+ words) The FCA has launched a review into bereavement support standards at consumer investment firms, covering platforms, advisers and wealth managers, with findings expected later in 2026....

3+ day, 18+ min ago  (35+ words) The SEC has charged Reign Financial International, Berone Capital, and six individuals for raising over $26 million through three fictitious high-yield investment programmes, with funds misappropriated on luxury goods including jewellery and private jets....

2+ hour, 53+ min ago  (304+ words) Prop trading firm Upcomers has announced a partnership with c Trader, integrating the industry-recognised platform into its offering as part of a broader push to build a more transparent and trader-focused environment. Upcomers, a fast-growing proprietary trading firm, will now…...

3+ day, 1+ hour ago  (57+ words) Derivative Path has launched ALM Strategy Builder, a new platform giving banks and credit unions the ability to model, stress-test, compare, and present interest rate hedging strategies within a single environment, addressing what the firm describes as a persistent gap…...

3+ day, 1+ hour ago  (32+ words) UK investment platform Freetrade has announced the appointment of Jenny Zhao as its new Chief Executive Officer, subject to regulatory approval, as co-founder Viktor Nebehaj steps down after nearly a decade....

3+ day, 1+ hour ago  (298+ words) Fiserv, Inc. (NASDAQ: FISV), a global leader in payments and financial technology, has announced a strategic collaboration with Open AI to bring advanced artificial intelligence capabilities directly into the platforms and products serving financial institutions worldwide. Central to the collaboration…...