Source Search Page

favicon sec.gov > node

Ross McLellan

4+ day, 4+ hour ago — 

...State Street Corporation, for engaging in a scheme to defraud certain... ...judgment against Ross McLellan, a former executive of Massachusetts-based... ...The SEC’s case was handled by Eric Heining, Rua Kelly, Rory Alex,... ...Bureau of Investigation, the United Kingdom’s Financial Conduct Authority...

favicon sec.gov > news > speech

“Shortening the Settlement Cycle: Benefitting Everyday Investors” Prepared Remarks before the Accelerated Settlement in the U.K. Conference...

4+ day, 13+ hour ago — 

...Canada, Mexico, Argentina, and Jamaica successfully joined us in... ...and Exchange Commission, and I am not speaking on behalf of my fellow... ...The Bank of International Settlements (BIS) first recommended T+0... ...This is based on the new SEC rule5 and in line with what BIS first...

favicon sec.gov > node

Western Sierra Resource Corporation, Roger Johnson, and Dennis Atkins

6+ day, 5+ hour ago — 

...Western Sierra Resource Corporation, Roger Johnson, and Dennis Atkins... ...by Kimberly Frederick, Nicholas Heinke, and Jason Burt, all of the... ..., charges Western Sierra, Johnson, and Atkins with violating the...

favicon sec.gov > news > speech

A Nonagenarian Talks with a Tricenarian: Remarks at the SEC 30th International Institute for Securities Market Growth and Development...

6+ day, 11+ hour ago — 

...Peirce Welcome to the final day of the SEC’s 30th International... ...Growth and Development Commissioner Hester M.... ...The SEC has played an important role in setting the ground rules... ...provision of material information to investors, police the markets for fraud...

favicon sec.gov > news > speech

Accountability in Executive Pay: Let’s Not Wait Until the Next Financial Crisis

1+ week, 7+ hour ago — 

...Studies, AFL-CIO, AFSCME, and the Committee for Better Banks, spanning... ...my time as a staffer for Chairman Barney Frank on the Financial... ...And in April 2009, the predecessor to the Financial Stability Board... ...chief risk officer for home loans at the now defunct lender Washington Mutual...

favicon sec.gov > node

Matthew Brown and Matthew Brown Companies, LLC

1+ week, 6+ hour ago — 

...Worth resident Matthew Brown and his company, Matthew Brown Companies... ...The Securities and Exchange Commission today charged Dallas-Fort... ...Worth Regional Office and supervised by Jim Etri and B.... ...District Court for the Northern District of Texas, charges Brown...

favicon sec.gov > news > press-release

SEC’s New Public Service Campaign Emphasizes Investor Protection

1+ week, 10+ hour ago — 

..., Director of the SEC’s Office of Investor Education and Advocacy... ...’s Office of Investor Education and Advocacy (OIEA) today unveiled... .../quiz, highlights messaging from the new campaign focused on investor...

favicon sec.gov

Nathaniel Benjamin - Biography

1+ week, 3+ day ago — 

...Benjamin was appointed the Director of the Office of Minority and... ...officer and worked as a change strategist and executive leader for... ...adjunct instructor at Trinity Washington University and the Art Institute... ...Air Force, a civil servant for the Department of Defense, and an...

favicon sec.gov > news > speech

Remarks at the 30th Annual International Institute for Securities Market Growth and Development

1+ week, 3+ day ago — 

...Uyeda Thank you to all of you for participating in the SEC’s 30th... ...Market Growth and Development Commissioner Mark T.... ..., Africa, and Latin America have stopped issuing physical certificates... ...example of the importance of cooperation, last week, the Korean Financial...

favicon sec.gov > news > press-release

Terraform and Kwon to Pay $4.5 Billion Following Fraud Verdict

1+ week, 4+ day ago — 

...Terraform and Kwon to Pay $4.5 Billion Following Fraud Verdict Kwon... ...today announced that Terraform Labs PTE, Ltd. and Do Kwon agreed... ...Bankruptcy Court for the District of Delaware.... ...On December 28, 2023, the District Court found Terraform and Kwon...

 


**Content is provided on an “as is” basis. 4Internet, LLC makes no commitments regarding the content. What you see here may not be accurate and should not be relied upon. The content does not necessarily represent the views and opinions of 4Internet, LLC. You use this service and everything you see here at your own risk.